Operations

Ami Arnold has actively participated in the formation and FINRA approval process of establishing a market making broker-dealer. Ami has a vast background in high-paced broker-dealer operations including developing compliance and due diligence procedures to enhance transparency of client transactions. Ami Arnold has sound operational and regulatory knowledge of the financial industry.

Ami has worked in Operations, for market making broker dealers, for over 25 years.

Ami graduated from Pitzer College in 1990; holding a Bachelor’s in Psychology, with Psy Chi International Honors.

Ami is a former faculty member of Business & Fashion Merchandising at Marymount California University.

She and her husband, Burt, are honorary members of Rotary International and are Paul Harris Fellows.